Regulation Are the SEC and FINRA Transferring to the Metaverse? | Goodwin Aug 4, 2022 Are the SEC and FINRA setting up shop in the metaverse? Not quite yet, but we stress yet! Like private sector… Read More...
Regulation New and Acquainted Compliance Challenges for FINRA Members in 2021 Mar 3, 2022 Payment for order flow (PFOF) and best execution; market access; finfluencers and gamification; and… Read More...
Regulation Foreside and FINRA Promoting Regulation | Foreside Aug 17, 2021 Foreside works with our clients to deliver legally compliant marketing communications to institutional and retail… Read More...