Regulation New CFTC Lawsuit Might Sign Wider Development in Regulation Sep 30, 2022 Key takeaways The CFTC filed a lawsuit against Digitex and its founder today, claiming that it had failed to register… Read More...
Regulation Ubiquitous Use of WhatsApp and Different Unrecorded Inner Communications End in Substantial… Jan 12, 2022 The SEC has, for many years, used broker-dealer and associated persons’ failure to create and maintain books and… Read More...